Smart RIA Alternatives (September 2025)

Smartria simplifies compliance for RIAs and networks with intuitive software, automated workflows, and expert support. Streamline your processes today.

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1.
Compliance, Risk, and Policy Management Software | VComply
https://www.v-compl
.com/

VComply offers a flexible compliance management platform designed to simplify and streamline compliance, risk, and policy processes.

2.
Certificate of Insurance Tracking & Compliance Management Software
https://smartcomplianc
.co/

SmartCompliance is an intuitive software for collecting and tracking certificates of insurance, automating insurance policy renewals, and helping companies remain within compliance. SmartCompliance provides certificate tracking & compliance management software.

3.
Automated SOC 2, HIPAA, GDPR, Risk Management, & More | Drata | Drata
https://drat
.com/

A top-ranking compliance automation platform. Drata can help you get started, scale GRC, and enhance your security and compliance program.

4.
Compliance Management Software | Governance & Risk Management Solution
https://www.complyassistan
.com/

GRC software & healthcare cybersecurity services for organizations of all sizes. Expert consulting for security & compliance. Stay compliant with ease. Get a Free Demo Now.

5.
MyComplianceOffice | Compliance Management Software
https://mco.mycomplianceoffic
.com/

A complete compliance management software platform that helps financial services firms unify their activities across conduct and regulatory compliance.

6.
Stress-Free Compliance Software | Abyde
https://abyd
.com/

Make compliance stress-free with Abyde's intelligent software solutions. Save time reduce stress and risk, and grow your organization.

7.
Enterprise Risk Management Solution Provider: Continuum GRC
https://continuumgr
.com/

As a leading provider of enterprise risk management solutions, we help organizations streamline processes, identify vulnerabilities, and manage regulatory compliance efficiently.

8.
Grath | Reinventing Regulatory Compliance
https://grat
.com/

Effortlessly scale your oversight capabilities with the industry's most intuitive regulatory compliance platform.

9.
ISMS.online, ISO 27001 Compliance Software & Data Privacy SaaS
https://www.ism
.online/

Quickly achieve & manage compliance with over 100 of the most in-demand standards: ISO 27001, SOC 2, GDPR, NIST & more. Get certified faster with ISMS.online.

10.
3rdRisk: Europe's leading third-party risk cloud platform
https://www.3rdris
.com/

3rdRisk is Europe's leading cloud platform for third-party risk and compliance operations. Simplify and automate third-party risk with our AI-powered software.

11.
RadarFirst | Automating Intelligent Decisions
https://www.radarfirs
.com/

RadarFirst’s governance, risk and compliance (GRC) software solutions are trusted to reduce risk and simplify obligation decisioning.

12.
13.
HIPAA Compliance Policies and Forms | Automated System HIPAA Security Education and Procedures
https://epicomplianc
.com/

EPICompliance is a HIPAA Security and HIPAA Privacy System. We provide HIPAA Policies, Forms, Annual Education, Security Reminders, Automated Business Associate Agreements – All up-to-date, All online.

14.
Governance, Risk & Compliance Software | GRC Tools | Quantivate
https://quantivat
.com/

Quantivate GRC Software solutions equip you to effectively manage your governance, risk, and compliance initiatives enterprise-wide.

15.
GAN Integrity: Ethics & Compliance Management Software
http://www.ganintegrit
.com/

Streamline compliance with GAN Integrity's ethics and compliance management software. Ensure success with our comprehensive and configurable platform.

16.
ComplySci has Moved to COMPLY
https://www.complysc
.com/

We've been serving the compliance community for years and are excited to continue providing comprehensive solutions under the COMPLY brand.

17.
Compliance as it should be | ComplyCloud
https://www.complyclou
.com/

We offer data protection and IT security compliance as it should be. Simplified, transparent, and automated. Want to get compliant? Get ComplyCloud.

18.
Automated Business Process Solutions | Onspring Technologies
https://www.onsprin
.com/#difference/

Streamline your business processes for efficiency and compliance. Automate workflows for faster incident response and problem management.

19.
The leading GRC & Cybersecurity SaaS Platform | C1Risk | AI Powered GRC
https://c1ris
.com/

An all-in-one solution for Governance, Risk & Compliance and Cybersecurity in a single integrated AI powered platform built for any size enterprise. Learn more with a free demo or free trial.

20.
Manage Entities Efficiently
https://www.diligen
.com/products/entities/

Streamline entity management with our innovative digital tools. Simplify compliance, reduce risk, and enhance operational efficiency.

21.
SOC 2, HIPAA, ISO 27001, PCI, and GDPR Compliance
https://www.vant
.com/

Vanta automates the complex and time-consuming process of SOC 2, HIPAA, ISO 27001, PCI, and GDPR compliance certification. Automate your security monitoring in weeks instead of months.

22.
Audit, Compliance, & Risk Management Software | AuditBoard
https://www.auditboar
.com/

AuditBoard is trusted by the Fortune 500 for SOX, internal controls, audit management, compliance, and risk management. Learn more.

23.
Tech Risk and Compliance | Solutions | OneTrust
https://www.onetrus
.com/solutions/grc-and-security-assurance-cloud/

OneTrust Tech Risk & Compliance delivers integrated process automation so Information Security Professionals can manage, measure, and mitigate risk and simplify compliance while building user trust.

24.
La plateforme la plus intelligente pour manager votre cybersecurité
https://www.tenac
.io/

Notre mission : simplifier et automatiser le management de la cybersécurité pour toutes les équipes cyber.

25.
Governance risk and compliance made simple
https://trackmyrisk
.com/

Software trusted by thousands. Simplify your governance risk and compliance programme with proven results and full support.

26.
Compliance with confidence - Thoropass
https://thoropas
.com/

Thoropass is the only end-to-end compliance solution offering expert guidance, thorough prep, and a seamless security audit experience.

27.
StandardFusion GRC Software - Build Trust and Drive Growth
https://www.standardfusio
.com/

Manage all your activities in one GRC software, boosting efficiency and reinforcing trust across every level of your organization.

28.
Cyber Risk & Compliance Solutions | Rivial Data Security
https://www.rivialsecurit
.com/

Rivial Data Security is your partner in cybersecurity. Powerful solutions for ultimate cybersecurity protection.

29.
CyberCompass: Simplifying Cybersecurity, Privacy, & Compliance
https://cybercompas
.io/

Experience the power of our enterprise software solutions for your business. Our expertise in strategic consulting ensures seamless implementation, integration, and secure supply chain risk management (SCRM).

30.
Compliance Automation Solution | SOC 2, PCI DSS, HIPAA | Akitra
https://akitr
.com/

Akitra, a leading company in cloud cybersecurity & compliance solutions for SOC 2, ISO 27001, HIPAA, and more frameworks. Contact us today!

31.
Financial Software & Managed Services | SmartStream
https://www.smartstream-st
.com/

70 of the world's top 100 banks, capital markets, buy-side firms and corporations rely on our technologies and services for mission-critical functions.

32.
ControlMap | Compliance Software For MSPs | ScalePad
https://www.scalepa
.com/controlmap/

Discover an MSP-centric compliance tool to help your MSP business expand your Compliance as a Service offering. Learn more today.

33.
Caveonix
https://www.caveoni
.com/

Automate cybersecurity, compliance, and governance with Caveonix's next-generation enterprise risk management platform.

34.
RiskSmart
https://www.risksmar
.com/

A tech-led, data-driven platform that will supercharge your risk management.

35.
Apptega: Revenue-Driven Cybersecurity Compliance Software
https://www.appteg
.com/

Apptega is a cloud-based cybersecurity compliance platform that supports 30+ frameworks and allows users to build world-class cybersecurity programs.

36.
Data Privacy Compliance Automation | Ethyca
https://ethyc
.com/

Ethyca's privacy engineering and intelligence platform streamlines compliance with global privacy laws like GDPR and CCPA for legal and engineering teams.

37.
Scrut Automation - Simplified continuous compliance automation
https://www.scru
.io/

Scrut is a risk-focused compliance automation platform that helps simplify and streamline information security for cloud-native companies.

38.
Trust Intelligence Cloud Solutions | OneTrust
https://www.onetrus
.com/

Meet the industry-leading trust intelligence platform for managing Privacy and Data Governance, GRC and Security, Ethics and Compliance, and ESG and Sustainability.

39.
Transcend | Data Privacy Infrastructure
https://transcen
.io/

Transcend offers data governance solutions that help companies achieve privacy compliance through powerful data mapping and data discovery, automated data subject requests, and simple cookie consent, all with industry leading security.

41.
Governance, Risk, and Compliance | Compliance Manager GRC
https://www.compliancemanagergr
.com/

Compliance Manager GRC provides purpose-built Governance, Risk, and Compliance software for Managed Service Providers (MSPs) and internal IT Teams.

43.
ComplianceBridge | Compliance Software for Every Industry
https://compliancebridg
.com/

Cost-effective compliance software spanning policy, procedure and risk management for organizations from law enforcement to higher education and healthcare.

44.
TrustLayer - Best COI Tracker preferred by modern risk pros
https://trustlaye
.io/

TrustLayer - A risk management platform automating the verification of insurance, licenses, and compliance docs. Reducing business friction and enhancing trust.

45.
SOC 2, HIPAA, ISO 27001, PCI, and GDPR Compliance
https://trustpag
.com/

Vanta automates the complex and time-consuming process of SOC 2, HIPAA, ISO 27001, PCI, and GDPR compliance certification. Automate your security monitoring in weeks instead of months.

47.
Risk, Compliance and Vendor Management Software | Ncontracts
https://www.ncontract
.com/

Vendor management, governance, risk, and compliance solutions built exclusively for Fintech and financial institutions. Book a demo to know more.

48.
Compliancy Group Software: Healthcare Compliance Management
https://compliancy-grou
.com/

Explore Compliancy Group’s top-rated software to complete, track, and manage your compliance requirements across multiple standards.

50.
Strike Graph: Cybersecurity Compliance SaaS
https://www.strikegrap
.com/

Strike Graph ensures a streamlined, reliable, and quick path to achieve SOC 2, ISO 27001, HIPAA, and PCI DSS certifications. Connect with security experts

51.
AI-Powered GRC Software | Intelligent Cyber Risk & Compliance Management
https://6click
.io/

6clicks enabling CISOs, information security leaders and risk managers to build resilient cyber risk and compliance programs powered by AI.

52.
Personalized Wealth Management Solutions at Scale | Vestmark
https://www.vestmar
.com/

Through our innovative wealth management solutions, we make personalized investing at scale easy so you can deliver customized solutions to more clients.

53.
Advisera – Compliance with ISO Standards & EU Regulations Made Simple
https://adviser
.com/

We make understanding & implementing standards and regulations easy. Click here for resources, software, tools & training on ISO standards.

54.
Agora | Real estate investment management software
https://agorarea
.com/

Agora is an all-in-one real estate investment management software that accelerates fundraising, fosters investor relations, and optimizes efficiency.

55.
Risk Management Software Solutions - Riskonnect Inc.
https://www.ventivtec
.com/products/irm-vendor/

The world’s largest risk management software provider offers the ability to reduce risk, increase efficiency, and improve organizational performance

56.
Kooltra - Modernize your FX business end-to-end
https://www.kooltr
.com/

Improve your margins, strengthen compliance, enhance your customer experience, and accelerate your growth. Consolidate your FX team, workflows, and customers into a single digital platform built by world class engineers with deep domain expertise.

57.
Automated Security Compliance Platform | Scytale
https://www.scytal
.ai/

Are you compliant yet? The ultimate automation platform, helping SaaS companies with their information security compliance.

58.
Compliance Scorecard | Compliance Programs for MSPs
https://compliancescorecar
.com/

Compliance Scorecard is for MSPs that offer CaaS, GaaS, policy management, risk assessments and cybersecurity. Learn more about our program and benefits today.

59.
Compliance Management For Accountants | AML, Co-Sec & Trust Management
https://www.connectwork
.com/

Manage the onboarding of new clients, and their entities and stay on top of your regulatory obligations in one place.

60.
Fastpath - SOX Compliance, Security, and Audit Solutions | G2 Leader
https://www.gofastpat
.com/

Protect sensitive data and maintain compliance with Fastpath's powerful audit, security, and compliance solutions. Discover more today.

61.
Omnione AI: Streamline Your E-commerce with Expert Product Data Feed Management
https://salesandorder
.com/

Elevate your online store's performance with Omnione AI's cloud-based SaaS. Specializing in product data feed optimization for platforms like Google, Shopify, and WooCommerce. Start managing your feeds smarter today. We provide superior human-augmented artificial intelligence for product data feed management, shopping feed management, google data feed management, ecommerce feed optimization, google shopping feed optimization, and marketplace feed optimization

62.
Altvia Private Equity Software | Built for Alternative Investments
https://altvi
.com/

Premier provider of flexible, cloud-based Private Equity Software for Fund Managers. Unleash the power of your relationships and data.

63.
Ethics and Compliance Cloud | Solutions | OneTrust
https://www.onetrus
.com/solutions/ethics-and-compliance-cloud/

Strengthen your ability to monitor, create, and maintain a culture of trust with the OneTrust Ethics and Compliance Cloud.

64.
Network Automation | OpenText
https://www.opentex
.com/products/network-automation/

Automates network configuration & change management (NCCM) from provisioning to policy-based change and security compliance.

65.
Complicheck - India's leading compliance solution
http://www.complichec
.in/

Complicheck is a next generation compliance software that helps hundreds of small businesses, enterprises and professionals track and monitor regulatory and statutory compliance in a calm and easy way.

66.
Komplify | Compliance Solutions
https://komplif
.com/

Komplify provides Compliance Solutions, Compliance Softwares, Compliance Risk Management and regulatory compliances for MSMEs, small businesses and startups and startup businesses in India.

67.
Connected Worker | Weever
https://weeverapp
.com/

Weever offers cloud-based solutions for manufacturers, including a configurable form builder, real-time dashboards, and compliance tools.

68.
MineOS - Automation-driven Privacy, Security & Compliance
https://www.mineo
.ai/

MineOS is a platform empowering enterprises with continuous, automated data privacy operations. Achieve compliance faster and more efficiently, with a privacy program that fits your unique processing footprint.

69.
Secure Forte | Cyber Supply Chain Risk Management | Sydney
https://www.secureforte.co
.au/

Secure Forte provides smart audit services across the Supply Chain. Using our patented SaaS platform, customers can continuously assess and improve their Cyber and Privacy capabilities, share the verified audit reports with upstream customers, and manage risks across their downstream suppliers.

70.
GRC Software | Governance Risk & Compliance Software | NAVEX
https://www.nave
.com/

Empower ethics, compliance, risk and ESG initiatives with our unified GRC information system. We’re trusted by 13,000+ organizations worldwide – want to chat?

71.
Orion Advisor Solutions | WealthTech for Advisors
https://orio
.com/

Orion Advisor Solutions is the premier provider of the tech-enabled fiduciary process that transforms the advisor-client relationship.

72.
Smart Cloud Security and Compliance Platform - Cloudnosys
https://cloudnosy
.com/

Cloudnosys: Smart cloud security and compliance platform secures your cloud against vulnerabilities, get visibility & control of cloud security & compliance in AWS, Azure & GCP.

73.
Capptions: Compliance Marketplace for Templates & Inspection Software
https://capption
.com/

Simplify compliance and improve risk management with Capptions. Our platform helps you convert data into strategic actions, saving time and reducing incidents.

74.
Data and Email Archiving | Data Management - Data443
https://data44
.com/data-archive-manager/

Data and email archiving solutions for data management across cloud, on-premise, and hybrid environments. Ensure compliance and streamline data governance.

75.
Regulatory Compliance Management Software | Libryo
https://libry
.com/

Libryo's regtech compliance management software filters your relevant law, so you can navigate regulatory complexity with ease and know your compliance.

76.
Compliance & Archiving Solutions - Patrina.com
https://patrin
.com/

Patrina offers compliant archiving solutions for all data types such as website, mobile, email, cloud-based datacapture, & social media. Click to know more.

77.
Altruist – The modern custodian built for independent financial advisors
https://altruis
.com/

Altruist combines a self-clearing brokerage with software for account opening, trading, reporting, and billing.

79.
SmartAudit | The smartest cloud-based Workpaper Management Solution for SMPs | Home
https://www.smartaudi
.co/

SmartAudit is the world's smartest cloud based audit workflow software which is specifically built for SME audit practices. You can choose & customize your workpaper template, or even create your own. It automatically generates lead-schedules, financial sheets & compilation reports in one click.

80.
Referral Management Software for Healthcare | ReferralMD
https://getreferralm
.com/

ReferralMD is a HIPAA compliant patient scheduling and referral management software platform for healthcare providers

81.
In-House Legal Intake & Workflow Automation Software - Streamline AI
https://www.streamlin
.ai/

Intelligent legal intake and workflow automation software for in-house legal departments. Automatically consolidate legal requests in one source of truth, and triage and manage matters efficiently, with real-time legal metrics reporting. Intuitive, no-code solution for modern legal teams.

82.
RightCapital: Make Financial Planning a Breeze.
https://www.rightcapita
.com/

Modern, interactive features for today’s financial advisors. Grow your practice and set your clients on the path to financial success.

83.
HIPAA Compliance & Automation Solution | 100% OCR Acceptance
https://login.hipaaon
.com/

Assess, remediate and document HIPAA compliance risk with software trusted by 64k+ providers. 80% faster assessments, 300% YoY efficiency gains.

84.
Leader in Cybersecurity Protection & Software for the Modern Enterprises - Palo Alto Networks
https://www.paloaltonetwork
.com/

Implement Zero Trust, Secure your Network, Cloud workloads, Hybrid Workforce, Leverage Threat Intelligence & Security Consulting. Cybersecurity Services & Education for CISO’s, Head of Infrastructure, Network Security Engineers, Cloud Architects & SOC Managers

86.
Third-Party Risk Management | Evident TPRM Automation
https://www.evidenti
.com/

Enhance third-party risk management with Evident's automated platform. Streamline vendor compliance and proactively manage risks with ease.

87.
Automated CloudOps for AWS, Azure & Google Cloud | Kion
https://www.kio
.io/

Kion streamlines cloud operations by automating identity, compliance, and financial management across your multi cloud (AWS, Azure, & Google Cloud).

88.
Data Privacy & Information Security - DataGuard
https://www.dataguar
.com/

Based in Munich, DataGuard acts as a data protection officer (DPO), we are your first point of contact for all data protection issues.

89.
Food Safety Software | Quality Management Software ( QMS )
https://www.smartfoodsaf
.com/

Food Safety Software to streamline processes, track compliance, ensure traceability and maintain audit readiness with global quality and food safety standards

90.
Tax Compliance Software - Tax Compliance Services
https://sovo
.com/

Tax compliance software and services that streamline tax reporting and filing across 70 countries and thousands of jurisdictions.

91.
Adenza | Platform to Opportunity
https://adenz
.com/

End-to-end trading, treasury, risk management and regulatory compliance solutions that consolidate and streamline operations, optimize investment, unlock value and drive growth. Adenza give financial institutions confidence by solving today’s challenges, whilst unlocking opportunities for their futures.

92.
Managed Service Provider | All Covered
https://www.allcovere
.com/

Streamline operations, enhance security, and drive your business forward with a trusted managed service provider.

93.
Compliance Management Software | ISO management | Effivity
https://www.effivit
.com/

Effivity is a powerful compliance management software designed to help businesses of all sizes manage their ISO compliance with ease. Sign up for a free trial.

94.
Compliance Simplified | ProfileGorilla
http://profilegorill
.com/

ProfileGorilla creates trust, reduces risk, and builds confidence between Vendors and their Clients. Vendor Management and Credentialing Simplified!

96.
Risk & Compliance Management Platform - Clearity
https://clearit
.io/

Clearity.io is a risk & compliance management platform that provides covered entities, business associates and their partners the ability to perform self assessments using HIPAA, NIST, CIS and other compliance standards.

97.
GovQA Public Records Solutions | Granicus
https://www.govq
.com/

Simplify public records request management with GovQA, the highly-configurable compliance software relied on by government organizations.

98.
Advisor Workstation | Financial Advisor Tool | Morningstar
https://www.morningsta
.com/business/brands/data-analytics/products/advisor-workstation/

Morningstar Advisor Workstation is a connected suite of tools spanning proposal creation, investment research, investment planning, and more for financial advisors.